"We believe it is the right of every citizen to partake in the prosperity of the country and that it is our responsibility to arrange or enable this opportunity to the best of our ability. Simply : A Nation’s prosperity powers it’s peoples prosperity:"

How We Work

Regulatory and Supervisory Bodies

Capital Markets Authority (CMA)
Primary Regulator

The CMA is a regulating body charged with the prime responsibility of supervising, licensing and monitoring the activities of market intermediaries, including the stock exchange and the central depository and settlement system and all the other persons licensed under the Capital Markets Act.

Nairobi Securities Exchange (NSE)
Trading Member

The Nairobi Securities Exchange (NSE) is a leading African Exchange, based in Kenya. Founded in 1954, NSE has a six decade heritage in listing equity and debt securities. It offers a world class trading facility for local and international investors looking to gain exposure to Kenya and Africa’s economic growth.

The Central Depository & Settlement Corporation Ltd. (CDSC)
Authorized Agent

The Central Depository & Settlement Corporation Limited (CDSC) is a limited liability Company approved by the Capital Markets Authority to provide automated clearing, delivery and settlement facilities in respect of transactions carried out at Nairobi Securities Exchange as well as holding of listed and non listed securities including other documents of title on behalf of investors.

The Proceeds of Crime and Anti-Money Laundering Act
Reporting Institution

AN ACT of Parliament to provide for the offence of money laundering and to introduce measures for combating the offence, to provide for the identification, tracing, freezing, seizure and confiscation of the proceeds of crime, and for connected purposes.

Nairobi Derivatives Market
Trading Member

NEXT is the Nairobi Securities Exchange (NSE) derivatives market that facilitates the trading of futures contracts in the Kenyan market. NEXT is regulated by the Capital Markets Authority (CMA)

Upload a

Due-Diligence Questionnaire